This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.
In this analysis of securities regulation, the author demonstrates that the current approach toward U.S. regulation - exclusive jurisdiction of the Securities and Exchange Commission - is misguided and should be revamped by implementing a ...
The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets.
This book focuses on "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. In 1978, the American Law Institute (ALI) adopted the ALI Federal Securities Code.